Global general insurance company is hiring a Compliance Monitoring & Testing Senior Reviewer. Working closely with Japan and the APAC Risks Management / Compliance team, the successful candidate will be joining a global team supporting the whole business in building and maintaining a robust compliance system on non-financial risks management.
‐ Execute Compliance testing reviews across the company with limited supervision including assessing key risks and evaluating associated control design and effectiveness.
‐ Participate in related meetings and complete all required documentation that supports the work performed in accordance with methodology requirements. Attention to details and quality are key, as is the ability to make presentations in a clear and concise manner to senior audiences.
‐ Communicate test results with Compliance and business management both verbally and through written Compliance Testing reports.
‐ Draft issues, reports and prepare planning memos, process narratives, flow charts and lead sheets as well as other test related material that requires minimal editing.
‐ Recommend ratings for both issues and reports based on the work performed, taking into account the risk presented to the entity and to the company.
‐ Identify the root cause for breaches of local law, regulation policy and/or internal control deficiencies.
‐ Be able to present suggestions for process improvements, associated corrective action as well as evaluating the timeliness and proposed remedial actions by management.
‐ Manage review hours to deliver work on time and in accordance with the agreed upon budget.
‐ Recommend opportunities to update the test plan based on observations during execution of test work as well as areas to enhance operational efficiency and effectiveness both for processes being reviewed and Compliance Monitoring and Testing Methodology.
‐ Participate in special projects or ad‐hoc assignments on an as‐needed basis.
Our client is the partner in understanding the risks around you, reducing the fear of the future, and driving value. The company is building on the past to redefine insurance through innovation, backed by the best talent, tools, and technology.
9:00 - 18:00（Mon - Fri）
Saturday, Sunday, and National Holidays, Year-end and New Year Holidays, Paid Holidays, Other Special Holidays
【Services / Benefits】
Social insurance, Transportation Fee
‐ Relevant progressive auditing experience (a mixed of external and internal auditing experiences preferred) with a focus on identifying risks and evaluating control design and effectiveness.
‐ Solid foundational knowledge of planning and executing audits with a focus on assessing control design and effectiveness.
‐ Ownership for accurate documentation reflective of the work performed and supportive of the conclusions reached.
‐ Strong verbal and written communication skills in English and Japanese with the ability to clearly articulate questions, provide management with relevant information and respond to any questions they may have.
‐ Ability to present to senior management in a clear and concise manner. Demonstration of management courage; able to take a position and influence others.
‐ Minimum of a Bachelor's degree; Accounting or Finance preferred
‐ Proficiency in Microsoft Office (Excel, Word, PowerPoint, and Access) and Visio (for process map).
‐ Ability to perform data analytics using certain audit software and understanding basic IT framework would be a plus.
‐ Understanding of insurance and/or investments business processes, including the applicability of key laws and regulations.